Wing Chung (SFC:ANG393) Lau
劉穎聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chung (SFC:ANG393) Lau (劉穎聰), CE reference ANG393. Currently licensed at 1 firm(s): Ninety One Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-09-26 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-09 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-04-09 | present |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-23 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-05-23 | 2014-06-30 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2011-03-14 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-23 | 2011-03-14 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-04-23 | 2011-03-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-02 | 2008-03-20 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2006-04-03 | 2007-09-13 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2006-04-03 | 2007-09-13 |