Pui Man (SFC:ANF295) Mok
莫佩雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Man (SFC:ANF295) Mok (莫佩雯), CE reference ANF295. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-19 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-29 | 2021-07-19 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2015-12-21 | 2019-06-27 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2015-12-21 | 2019-06-27 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-09 | 2012-11-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2011-12-09 | 2012-11-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-09 | 2012-11-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2011-12-09 | 2012-11-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-12-09 | 2012-11-17 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2011-12-09 | 2012-11-17 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2011-11-30 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-03-24 | 2006-07-21 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-03-24 | 2006-07-21 |