Stephen Ming Yeung Lau
劉名揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ming Yeung Lau (劉名揚), a licensed former licensee with CE reference ANB243. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2019-02-25 | 2020-09-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-07 | 2018-09-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2018-09-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2018-09-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-16 | 2018-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2011-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-02 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-02 | 2011-02-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-17 | 2009-10-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-02-17 | 2009-10-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-02-17 | 2009-10-15 |