Stephen Ming Yeung Lau
劉名揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ming Yeung Lau (劉名揚), a licensed former licensee with CE reference ANB243. This person has 11.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2019-02-25 | 2020-09-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-07 | 2018-09-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2018-09-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-16 | 2018-09-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-16 | 2018-09-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-06-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2011-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-02 | 2011-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-02 | 2011-02-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-17 | 2009-10-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-02-17 | 2009-10-15 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-02-17 | 2009-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Ming Yeung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.