Yuan Liang
梁苑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Liang (梁苑), a licensed former licensee with CE reference AMH432. This person has 14.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-03 | 2020-06-15 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-03 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-11 | 2020-06-15 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-04-11 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2018-04-11 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-09 | 2018-04-11 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-09 | 2018-04-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-09 | 2018-04-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-06 | 2017-07-31 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-06 | 2017-07-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2009-10-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-26 | 2009-10-02 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-14 | 2009-06-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-02-27 | 2009-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-08 | 2009-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-08 | 2009-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Liang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.