Kwok Kwan So
蘇國堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwan So (蘇國堃), a licensed former licensee with CE reference BMF167. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2023-11-30 |
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-05 | 2023-11-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-29 | 2020-12-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-29 | 2020-12-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-29 | 2020-12-31 |