Sixiao Chen
陳思瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sixiao Chen (陳思瀟), a licensed former licensee with CE reference BLQ491. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-24 | 2020-02-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2020-02-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2020-02-19 |