Xiang (SFC:AMF482) Gu
谷香
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang (SFC:AMF482) Gu (谷香), a licensed former licensee with CE reference AMF482. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2014-01-10 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-20 | 2014-01-10 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2012-02-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2010-07-29 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-03-19 | 2009-03-19 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-03-19 | 2009-03-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-14 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-14 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-14 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-07-14 | 2008-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-13 | 2005-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-07-13 | 2005-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-13 | 2005-08-31 |