Navjeewan Jatinder Khosla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navjeewan Jatinder Khosla ( ), a licensed former licensee with CE reference AMC956. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-12-07 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-12-07 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-07 | 2018-02-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-04-10 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-19 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-19 | 2013-12-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-04-15 | 2012-03-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-04-15 | 2012-03-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-15 | 2012-03-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-16 | 2010-03-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-06-16 | 2010-03-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-06-16 | 2010-03-11 |