Mark Paul Valadao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Paul Valadao ( ), a licensed former licensee with CE reference ALZ929. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORI Capital Limited 新元資本有限公司 |
Rep | Type 9 — Asset management | 2022-02-04 | 2023-12-29 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2016-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-31 | 2016-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-31 | 2016-12-23 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-10 | 2010-07-16 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2009-09-10 | 2010-07-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2010-07-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2009-02-19 | 2010-07-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2009-02-19 | 2010-07-16 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2008-11-07 | 2009-09-10 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 9 — Asset management | 2008-11-07 | 2009-09-10 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-03-14 | 2010-07-16 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 — Asset management | 2008-03-14 | 2010-07-16 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2008-03-14 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-03 | 2008-03-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-21 | 2007-06-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-05-25 | 2007-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-25 | 2007-06-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-05-25 | 2007-06-22 |