Stephanie Yo-Hua Wu
吳宥樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Yo-Hua Wu (吳宥樺), a licensed former licensee with CE reference ALZ631. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2012-11-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-09-07 | 2012-11-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-07 | 2012-11-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-19 | 2009-12-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-05-13 | 2007-02-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-05-13 | 2007-02-21 |