Yuen Ming Hsu
徐婉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ming Hsu (徐婉明), a licensed former licensee with CE reference ABM131. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-08-28 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2008-08-28 |