Peter Pa-En Chu
曲培恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Pa-En Chu (曲培恩), a licensed Representative with CE reference ALW236. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 18.8 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2025-08-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-01 | 2026-06-09 |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-27 | 2025-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2020-07-08 | 2023-02-21 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-07-08 | 2023-02-21 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2020-07-08 | 2023-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-08-20 | 2020-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-08-20 | 2020-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-08-20 | 2020-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-25 | 2019-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-09-25 | 2019-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2013-09-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2013-09-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-31 | 2010-07-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-31 | 2010-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-01 | 2006-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-01 | 2006-02-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-01 | 2006-02-18 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Pa-En Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Heath Sze Hon Cheung | Alaya Capital Limited | 2025 |
| Man Yuen Michael Wong | Alaya Capital Limited | 2025 |
| Chi Hang Kwan | Alaya Capital Limited | 2025 |