Peter Pa-En Chu
曲培恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Pa-En Chu (曲培恩), CE reference ALW236. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-08-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-01 | present |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-27 | 2025-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2020-07-08 | 2023-02-21 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2020-07-08 | 2023-02-21 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2020-07-08 | 2023-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-08-20 | 2020-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-08-20 | 2020-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-20 | 2020-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-25 | 2019-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-25 | 2019-07-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2013-09-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2013-09-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-31 | 2010-07-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-31 | 2010-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-04-01 | 2006-02-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-01 | 2006-02-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-04-01 | 2006-02-18 |