Samuel Joe Sum Kok
谷祖森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Joe Sum Kok (谷祖森), CE reference ALS368. Currently licensed at 1 firm(s): Marex Hong Kong Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2015-08-26 | present |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-28 | 2015-08-26 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-03 | 2012-05-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-03 | 2012-05-19 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-05 | 2011-09-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-05 | 2011-09-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-05 | 2011-09-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-02 | 2011-09-26 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-02 | 2011-09-26 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-22 | 2007-05-29 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-04-06 | 2007-05-29 |