Raymond Yue Zhang
張玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yue Zhang (張玥), a licensed former licensee with CE reference ALS050. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-27 | 2015-08-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-10 | 2014-07-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-12-10 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-10 | 2014-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2009-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2009-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-28 | 2009-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-28 | 2009-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-28 | 2009-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-28 | 2009-09-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-07 | 2006-05-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-07 | 2006-05-20 |