Ngee Kuan Teo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngee Kuan Teo ( ), a licensed former licensee with CE reference AOA888. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Farallon Capital Asia (HK) Limited |
Rep | Type 9 — Asset management | 2019-06-19 | 2020-01-01 |
| Ramius Asia Ltd. | Rep | Type 9 — Asset management | 2008-02-13 | 2009-01-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2006-10-09 | 2008-01-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-09 | 2008-01-15 |