Ngee Kuan Teo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngee Kuan Teo, a licensed former licensee with CE reference AOA888. This person has 2.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Farallon Capital Asia (HK) Limited | Rep | Type 9 - Asset management | 2019-06-19 | 2020-01-01 |
| Ramius Asia Ltd. | Rep | Type 9 - Asset management | 2008-02-13 | 2009-01-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-10-09 | 2008-01-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-09 | 2008-01-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngee Kuan Teo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Arnold Levinson | Ramius Asia Ltd. | 2008–2009 |
| Jonathan Davy Amon Moore | Ramius Asia Ltd. | 2008–2009 |
| Gongliang Wu | Ramius Asia Ltd. | 2008–2009 |
| Fei Fei Shum | Ramius Asia Ltd. | 2008 |
| Siu Yeung Lam | Ramius Asia Ltd. | 2008–2009 |
| Paul Andrew Caldwell | Farallon Capital Asia (HK) Limited | 2019–2020 |
| Andy Ka Ho Wong | Farallon Capital Asia (HK) Limited | 2019–2020 |
| Andrew Hung | Farallon Capital Asia (HK) Limited | 2019–2020 |
| Jackson Wai Kwok Chan | Ramius Asia Ltd. | 2008–2009 |
| Paul Kok Hua Ho | Ramius Asia Ltd. | 2008 |
| Arthur Jay Rosen | Ramius Asia Ltd. | 2008 |