Man Yan (SFC:ALQ598) Chan
陳文恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan (SFC:ALQ598) Chan (陳文恩), CE reference ALQ598. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2019-04-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-18 | 2019-04-27 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-08 | 2015-04-18 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-08 | 2015-04-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2013-04-24 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-23 | 2013-04-24 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-08 | 2011-09-26 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2011-09-26 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-18 | 2010-08-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-19 | 2007-03-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-19 | 2007-03-26 |