Edmund Ka Kan Tsang
曾嘉勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Ka Kan Tsang (曾嘉勤), a licensed former licensee with CE reference ALG188. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-04 | 2023-01-09 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-04 | 2023-01-09 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-06 | 2021-04-01 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2014-01-06 | 2016-11-22 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2014-01-06 | 2016-11-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-17 | 2013-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-13 | 2011-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2010-07-13 | 2011-08-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-23 | 2007-07-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-09-23 | 2006-03-02 |