Chi Kit Tang
鄧智傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kit Tang (鄧智傑), a licensed former licensee with CE reference ALC474. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2025-08-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2014-03-11 | 2025-08-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2025-08-16 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-18 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-09-18 | 2025-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2011-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-07-23 | 2011-09-26 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-22 | 2008-07-04 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2006-08-10 | 2007-06-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-15 | 2006-06-30 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-09-01 | 2005-06-30 |