Wenlin Li
李文琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenlin Li (李文琳), a licensed Representative with CE reference ALC181. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-11-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-21 | present |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2010-10-27 | 2011-11-01 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-10-09 | 2011-11-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-10-24 | 2010-09-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-08-17 | 2006-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2004-08-17 | 2006-04-05 |