Victor Kwok Cheong Ng
吳國昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Kwok Cheong Ng (吳國昌), a licensed former licensee with CE reference ALB485. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-31 | 2016-12-31 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2016-12-31 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-17 | 2006-05-23 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-19 | 2006-02-13 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-23 | 2004-12-22 |