Max Alexander Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Max Alexander Liu ( ), a licensed former licensee with CE reference AKX639. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2006-05-15 | 2009-03-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-07-15 | 2006-04-08 |