James Robert Sullivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Robert Sullivan, a licensed Representative with CE reference ANA240. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-01-09 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-04-21 | 2009-12-31 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2006-02-08 | 2008-07-15 |