Timothy James Osborne Throsby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Osborne Throsby, a licensed former licensee with CE reference ACT590. This person has 5.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | RO | Type 9 - Asset management | 2005-10-21 | 2008-11-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-07-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy James Osborne Throsby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Avinash Thomas Abraham | Citadel Asia Limited | 2006–2008 |
| Jeffrey Shek Chuen Wong | Citadel Asia Limited | 2006–2008 |
| Agus Tandiono | Citadel Asia Limited | 2006–2008 |
| Tanuj Dutt | Citadel Asia Limited | 2006–2008 |
| Irene Milin Liaw | Citadel Asia Limited | 2006–2008 |
| Samuel C Yan | Citadel Asia Limited | 2006–2008 |
| Max Alexander Liu | Citadel Asia Limited | 2006–2008 |
| Albert Edward Boston | Citadel Asia Limited | 2006–2008 |
| James Robert Sullivan | Citadel Asia Limited | 2006–2008 |
| Jenny Chieh Lu Wong | Citadel Asia Limited | 2006–2008 |
| Sandeep Gupta | Citadel Asia Limited | 2006–2008 |
| Danita On | Citadel Asia Limited | 2006–2008 |
| Josh Cherian | Citadel Asia Limited | 2006–2008 |
| Ben Lixiang Long | Citadel Asia Limited | 2006–2008 |
| John Brian Kang | Citadel Asia Limited | 2006–2008 |
| Bret Zheng Yu Xu | Citadel Asia Limited | 2006–2008 |
| Nicole Lisa Torrance | Citadel Asia Limited | 2006–2008 |
| David See Wing Yao | Citadel Asia Limited | 2006–2008 |
| Sang Park | Citadel Asia Limited | 2006–2008 |
| Tingting Zhong | Citadel Asia Limited | 2006–2008 |