Chao-Chi Richard Mo
莫兆奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao-Chi Richard Mo (莫兆奇), CE reference AJL084. Currently licensed at 1 firm(s): Eurizon Capital Asia Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eurizon Capital Asia Limited | RO | Type 1 — Dealing in securities | 2022-07-22 | present |
| Eurizon Capital Asia Limited | RO | Type 4 — Advising on securities | 2022-07-22 | present |
| Eurizon Capital Asia Limited | RO | Type 9 — Asset management | 2022-07-22 | present |
| Eurizon Capital Asia Limited | Rep | Type 9 — Asset management | 2021-10-20 | 2022-07-22 |
| Eurizon Capital Asia Limited | Rep | Type 1 — Dealing in securities | 2021-10-15 | 2022-07-22 |
| Eurizon Capital Asia Limited | Rep | Type 4 — Advising on securities | 2021-10-15 | 2022-07-22 |
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-29 | 2021-07-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2021-07-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2021-07-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2018-07-20 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2018-07-20 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 9 — Asset management | 2016-08-26 | 2018-05-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-08 | 2015-09-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-10-08 | 2015-09-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-10-08 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-09-14 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2007-09-14 | 2015-09-05 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-06 | 2014-10-08 |