Benny Tak Ming Ho
何德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benny Tak Ming Ho (何德明), a licensed former licensee with CE reference AJH567. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-18 | 2015-12-25 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-18 | 2015-12-25 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-24 | 2014-04-14 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-24 | 2014-04-14 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 — Advising on securities | 2013-01-23 | 2013-05-24 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 — Asset management | 2013-01-23 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 — Advising on securities | 2012-11-26 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 — Asset management | 2012-11-26 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-09 | 2012-11-26 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-09 | 2012-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-26 | 2012-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-26 | 2012-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-26 | 2012-06-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-22 | 2011-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-03-22 | 2011-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-22 | 2011-11-23 |
| Nexus Investment Management Limited | RO | Type 4 — Advising on securities | 2007-11-15 | 2011-02-09 |
| Nexus Investment Management Limited | RO | Type 9 — Asset management | 2007-11-15 | 2011-02-09 |
| Nexus Investment Management Limited | Rep | Type 4 — Advising on securities | 2007-10-31 | 2007-11-15 |
| Nexus Investment Management Limited | Rep | Type 9 — Asset management | 2007-10-31 | 2007-11-15 |
| NNIP Hong Kong Limited | RO | Type 1 — Dealing in securities | 2006-05-09 | 2007-08-15 |
| NNIP Hong Kong Limited | RO | Type 4 — Advising on securities | 2006-05-09 | 2007-08-15 |
| NNIP Hong Kong Limited | RO | Type 9 — Asset management | 2006-05-09 | 2007-08-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-03 | 2007-08-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 — Asset management | 2006-04-03 | 2007-08-15 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-01-06 | 2006-05-09 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2004-01-06 | 2006-05-09 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2004-01-06 | 2006-05-09 |