Stephen Joon Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Joon Choi ( ), a licensed former licensee with CE reference AJH431. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LORA Advisors, Limited |
RO | Type 1 — Dealing in securities | 2023-05-22 | 2023-10-30 |
| LORA Advisors, Limited |
RO | Type 4 — Advising on securities | 2023-05-22 | 2024-03-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-17 | 2011-09-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-03-17 | 2011-09-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-17 | 2011-09-26 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-27 | 2008-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-12-15 | 2006-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2003-12-15 | 2006-10-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-15 | 2006-10-11 |