Stephen Joon Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Joon Choi, a licensed former licensee with CE reference AJH431. This person has 6.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LORA Advisors, Limited | RO | Type 1 - Dealing in securities | 2023-05-22 | 2023-10-30 |
| LORA Advisors, Limited | RO | Type 4 - Advising on securities | 2023-05-22 | 2024-03-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2011-09-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-03-17 | 2011-09-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-17 | 2011-09-26 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-27 | 2008-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-12-15 | 2006-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2003-12-15 | 2006-10-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-15 | 2006-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Joon Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.