Serena Yuen Kwan Kwok Chan
郭陳宛筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Serena Yuen Kwan Kwok Chan (郭陳宛筠), a licensed former licensee with CE reference AAH060. This person has 12.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 4 - Advising on securities | 2013-06-21 | 2017-05-01 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
RO | Type 9 - Asset management | 2013-06-21 | 2017-05-01 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-03 | 2013-06-21 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 - Asset management | 2007-07-03 | 2013-06-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-05-02 | 2007-05-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-15 | 2007-05-21 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Serena Yuen Kwan Kwok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.