Robert James de Courcy Hughes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James de Courcy Hughes, CE reference AHK748. Currently licensed at 1 firm(s): Elements Advisors Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 |
RO | Type 9 — Asset management | 2010-06-08 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-27 | 2010-04-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-10 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-06 |