Carlo Maria Ramirez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlo Maria Ramirez ( ), a licensed former licensee with CE reference AIS071. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2018-05-02 | 2020-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-01-23 | 2018-04-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-01-23 | 2018-04-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-23 | 2018-04-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |