Peter Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Chu, a licensed former licensee with CE reference AIR824. This person has 15.8 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-02 | 2022-11-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-02 | 2022-11-24 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-22 | 2015-04-15 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-10-22 | 2015-04-15 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-30 | 2010-10-22 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-30 | 2010-10-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-08-06 | 2007-02-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2004-08-06 | 2007-02-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-04-14 | 2007-02-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-04-14 | 2007-02-23 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-19 | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.