Xun Christopher Wang
王洵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xun Christopher Wang (王洵), a licensed former licensee with CE reference AIL178. This person has 5.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-08 | 2013-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-09-08 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-08 | 2013-04-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-20 | 2008-11-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-20 | 2008-11-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-18 | 2005-09-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-18 | 2005-09-28 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-24 | 2005-05-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-24 | 2005-05-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-06-24 | 2005-05-24 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-29 | 2004-03-09 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-19 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-19 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-19 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xun Christopher Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.