Bonnie Suk Yee Tse
謝淑怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bonnie Suk Yee Tse (謝淑怡), CE reference AHF975. Currently licensed at 1 firm(s): Winco Securities Company Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winco Securities Company Limited 匯濤證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-27 | present |
| Winco Securities Company Limited 匯濤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2010-09-27 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2008-05-21 | 2010-08-15 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-05 | 2010-08-15 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-29 | 2007-09-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2006-08-29 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-07 | 2006-04-30 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-07 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-02 |