Douglas Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Ng ( ), a licensed former licensee with CE reference ALZ832. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | 2011-07-27 | 2014-12-24 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 — Asset management | 2011-07-27 | 2014-12-24 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-21 | 2011-07-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | 2006-04-21 | 2011-07-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-20 | 2006-01-20 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | 2005-07-20 | 2006-01-20 |