Deirdre Chan
陳敏儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deirdre Chan (陳敏儀), CE reference AEM976. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2011-04-29 | 2018-11-19 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2011-04-29 | 2018-11-19 |
| Mason LaRoche (HK) Limited |
RO | Type 4 — Advising on securities | 2008-02-22 | 2011-04-07 |
| Mason LaRoche (HK) Limited |
Rep | Type 4 — Advising on securities | 2006-10-27 | 2008-02-22 |