Yuet Kuen Wong
王月娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Kuen Wong (王月娟), a licensed former licensee with CE reference AGK552. This person has 10.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-26 | 2014-01-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-13 | 2010-05-21 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-13 | 2010-05-21 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-09 | 2009-12-31 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-09 | 2009-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-06 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2008-12-06 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-07 | 2008-09-26 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-07 | 2008-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-04-23 | 2005-07-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-07-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuet Kuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hon Kwan Keung | Public Securities Limited | 2010–2014 |
| Wing Kei Tse | Public Securities Limited | 2010–2014 |
| Cho Kit Wong | Public Securities Limited | 2010–2014 |
| Kar Wai Alex Lam | Public Securities Limited | 2010–2014 |
| Lai Wo Wong | Public Securities Limited | 2010–2014 |
| Tak Ming Woo | Public Securities Limited | 2010–2014 |
| Yuk Hung Wu | Public Securities Limited | 2010–2013 |
| Tsan Sang Au | CVP Securities Limited | 2006–2008 |
| Hon Tak Ko | CVP Securities Limited | 2006–2008 |
| Yui Fai Ko | CVP Securities Limited | 2006–2008 |
| Chi Ping Au | CVP Securities Limited | 2006–2008 |
| Lin Tiu Hung | CVP Securities Limited | 2006–2008 |
| Car Man Lam | CVP Securities Limited | 2006–2008 |
| Curly Pui Nung Leung | CVP Securities Limited | 2006–2008 |
| Yun Keung Leung | CVP Securities Limited | 2006–2008 |
| Man Tat Pong | CVP Securities Limited | 2006–2008 |
| Yiu Wah Shum | CVP Securities Limited | 2006–2008 |
| Lo Kei Ng | CVP Securities Limited | 2006–2008 |
| Jennie Sin Hing Mok | CVP Securities Limited | 2006–2008 |
| Diana Siu Lan Lau | CVP Securities Limited | 2006–2008 |