Martin Kin Mann Lee
李健文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kin Mann Lee (李健文), a licensed former licensee with CE reference AFE596. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-15 | 2022-07-20 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-08-22 | 2022-07-20 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-08-22 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2013-08-22 | 2022-07-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-06-10 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-06-10 | 2013-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-10 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-05 | 2013-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-05 | 2013-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-02 | 2013-03-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-02 | 2013-03-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-05-02 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2006-05-02 | 2008-11-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-08 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-31 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-31 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-31 |