Tony Kwok Wing Yau
邱國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kwok Wing Yau (邱國榮), CE reference AGE018. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-26 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-31 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2017-10-03 | present |
| HeungKong Capital Limited 香江資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-13 | 2023-02-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-02 | 2016-12-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-05-25 |