Ming Lai Yu
余明麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Lai Yu (余明麗), a licensed former licensee with CE reference AFU845. This person has 4.9 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-11-03 | 2008-11-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-11-03 | 2008-11-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-10-31 | 2008-07-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-09-25 | 2008-07-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-01 | 2007-08-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 4 - Advising on securities | 2006-04-10 | 2006-04-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-15 | 2006-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-02 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-02 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Lai Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.