Po Kwan Tsea
謝寶君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kwan Tsea (謝寶君), a licensed Responsible Officer with CE reference AFT942. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 14.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-10-16 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-22 | 2025-10-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-04 | 2019-07-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-04 | 2019-07-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-04 | 2019-07-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-18 | 2017-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-01 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-06-01 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-01 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-01 | 2014-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-01 | 2014-04-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-01 | 2014-04-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2004-07-22 | 2006-01-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-08 | 2004-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Kwan Tsea during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.