Paul Ho Ming Lui
呂浩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ho Ming Lui (呂浩明), a licensed former licensee with CE reference ACK409. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-09-06 | 2025-02-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-08-07 | 2023-09-06 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-12-07 | 2023-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-04 | 2023-03-31 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-04 | 2021-12-07 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2021-07-31 |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-04-03 | 2021-07-31 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-17 | 2020-07-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-09-12 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-09-12 | 2010-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-12-31 |