Roger Kwok Wah Lee
利國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Kwok Wah Lee (利國華), a licensed former licensee with CE reference AAD640. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-08-15 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-02 |