Yiu Man Ng
吳耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Man Ng (吳耀文), a licensed former licensee with CE reference AGJ090. This person has 23.4 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-15 | 2026-09-30 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-21 | 2023-05-15 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-26 | 2023-03-31 |
| Peak Cloud Limited 雲明有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-15 | 2021-03-26 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-05 | 2023-03-31 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-04 | 2019-11-30 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.