Kar Hong Wong
黃家康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Hong Wong (黃家康), a licensed former licensee with CE reference AAW118. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-07-06 | 2010-07-07 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
RO | Type 9 — Asset management | 2007-07-27 | 2008-07-06 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-07 | 2007-07-27 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-07-07 | 2007-07-27 |
| Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-07-07 | 2007-07-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2004-12-08 | 2005-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2005-06-24 |