Jonathan Dominic Wai Ching Iu
姚偉程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Dominic Wai Ching Iu (姚偉程), CE reference AFM843. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2007-02-16 | 2023-09-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-13 | 2004-07-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-13 | 2004-07-14 |