Derek Ka Lok Kwong
鄺家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ka Lok Kwong (鄺家樂), a licensed former licensee with CE reference ADR665. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-19 | 2010-09-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-19 | 2010-09-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-22 | 2006-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-19 | 2006-06-30 |