Chi Ho Law
羅志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Law (羅志豪), a licensed former licensee with CE reference ACS402. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-29 | 2024-01-18 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-26 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2018-03-31 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-02-02 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 9 — Asset management | present | 2004-02-02 |