Charle Ong Peza

CE No. AEH887 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charle Ong Peza (), a licensed former licensee with CE reference AEH887. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Thaddeus Capital Management (HK) Limited RO Type 9 — Asset management 2007-03-07 2012-02-29
HDH Advisors (HK) Limited
RO Type 9 — Asset management 2004-11-25 2006-11-30
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities 2003-05-05 2004-08-10

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