Charle Ong Peza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charle Ong Peza, a licensed former licensee with CE reference AEH887. This person has 8.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thaddeus Capital Management (HK) Limited | RO | Type 9 - Asset management | 2007-03-07 | 2012-02-29 |
| HDH Advisors (HK) Limited | RO | Type 9 - Asset management | 2004-11-25 | 2006-11-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-05 | 2004-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charle Ong Peza during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.