Charle Ong Peza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charle Ong Peza ( ), a licensed former licensee with CE reference AEH887. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thaddeus Capital Management (HK) Limited | RO | Type 9 — Asset management | 2007-03-07 | 2012-02-29 |
| HDH Advisors (HK) Limited |
RO | Type 9 — Asset management | 2004-11-25 | 2006-11-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-05 | 2004-08-10 |