Nicholas Edward Spratt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Edward Spratt, a licensed former licensee with CE reference AFR779. This person has 11.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFS International (Hong Kong) Limited 麻省金融服務國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-25 | 2020-04-22 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 - Asset management | 2013-10-28 | 2017-08-07 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-28 | 2013-05-01 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-28 | 2013-05-01 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2007-07-26 | 2012-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Edward Spratt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.