Nicholas Edward Spratt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Edward Spratt ( ), a licensed former licensee with CE reference AFR779. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFS International (Hong Kong) Limited 麻省金融服務國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-25 | 2020-04-22 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2013-10-28 | 2017-08-07 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-28 | 2013-05-01 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-28 | 2013-05-01 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2007-07-26 | 2012-01-31 |