Charles Kun Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Kun Woo, a licensed former licensee with CE reference AHS996. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Silver Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-12-02 | 2015-01-08 |
| Evo Capital Management Asia Limited | RO | Type 9 - Asset management | 2007-08-22 | 2009-10-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-07 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Kun Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.