Patrick Nicholas Maloney

CE No. AVD511 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Nicholas Maloney (), a licensed former licensee with CE reference AVD511. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
SP Securities Limited
中盈證券有限公司
RO Type 1 — Dealing in securities 2016-03-11 2017-02-15
SP Securities Limited
中盈證券有限公司
RO Type 4 — Advising on securities 2016-03-11 2017-02-15
China Silver Asset Management (Hong Kong) Limited RO Type 9 — Asset management 2013-11-11 2023-09-05
Tullett Prebon (Hong Kong) Limited RO Type 1 — Dealing in securities 2010-08-26 2011-08-25
Tullett Prebon (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2010-08-26 2011-08-25

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